Pubdate: Sun, 09 Mar 2008 Source: Day, The (New London,CT) Copyright: 2008 The Day Publishing Co. Contact: http://www.theday.com/ Details: http://www.mapinc.org/media/293 Author: Ted Mann DEFICIENCIES IN TREATMENT OF YOUTHS AT STONINGTON INSTITUTE PERSIST Critics Says State DCF Failing In Its Oversight Role Hartford - In 2006, a team of state inspectors halted admissions to the adolescent drug-abuse treatment programs at Stonington Institute, saying the private facility had woefully insufficient staffing, poorly trained workers and a dim concept of the remedies it was being paid to provide to troubled youths. Now, after nearly two years of monitoring by state agencies and assurances from Stonington Institute's management that it is correcting those problems, the facility's critics say there has been little meaningful improvement -- and that the state's own Department of Children and Families has failed to exercise aggressive oversight of a program in which it places struggling kids. Stonington Institute is now the subject of parallel investigations by state Child Advocate Jeanne Milstein and Attorney General Richard Blumenthal, both of whom expressed concerns last week about the strength of supervision currently being provided by DCF. Those charges provoked a vigorous defense from the child-protection agency, where authorities said they are doing their best to sustain improvements in the Stonington Institute program, which serves a narrow but vital niche: treating young people with both mental health and substance abuse problems. But the agency's patience seems to be flagging, as some of the violations for which DCF cited the program in 2006, and as far back as 2002, have surfaced again and again. "They've been under a microscope for a while," said Louis Ando, the chief of DCF's Bureau of Continuous Quality Improvement, in an interview last week. Upset last month by what they saw as back-sliding on some of the violations first identified in 2006, including inadequate staffing levels and quality of treatment, DCF officials called in executives from the institute and its parent company, the Pennsylvania-based private hospital chain Universal Health Services Inc., or UHS, Ando said. Stonington Institute executives and UHS "had been working on some of these issues for an extended period of time, and we had seen improvement plateau," Ando said. But the meeting ended with the agency at least partially reassured. Stonington Institute has recently brought in a new operating officer and clinical director, Ando said, and DCF officials are hopeful. The facility -- licensed for 45 beds -- is currently limited to 27, but with the potential to grow back to its original size, with approval from the department and if no more violations are found. There were 21 clients living there as of last week. "I thought that we were uncharacteristically unkind," Ando said, "in that we said, 'Tell us how this is different. Tell us what you're going to do.' And we came up with a few reasons why we think we're at a point where they can make some kinds of improvements. That doesn't necessarily mean that we have stopped our monitoring." That doesn't sit well with critics like Milstein. "DCF can sometimes be a very irresponsible parent," Milstein said, in an interview, along with Mickey Kramer, the associate who has led her staff's investigation of Stonington Institute. "Responsible parents would not put their child in a place that continues to be a problem. It's one thing if there's a problem and the problem gets solved, but this is two years later. Responsible parents don't do that." On July 7, 2006, a team of inspectors and licensing officials from DCF and the Department of Public Health arrived unannounced at the main residential campus of Stonington Institute, on Swantown Road in North Stonington. They did not like what they saw. According to a review of its findings, the team found an eager but inadequately trained staff, poor supervision of the mentally ill and substance-addicted clients living on the premises, and significantly lax security. Though it is a residential drug-treatment center, Stonington Institute did not then have on staff a single "master's level" clinician or a licensed drug and alcohol counselor, the team found. Perhaps most damning was its review of the facility's "program model/philosophy" for treatment. While Stonington Institute's executives claimed to abide by a number of different treatment models, the summary's authors wrote, "there is no evidence that training in these modes of care has been provided, that the treatments are delivered with fidelity, that integration of the models has been achieved at either a conceptual or a practical level, or that the clinical staff could adequately describe the model, much less deliver it effectively." In the intervening months, DCF and DPH officials have conducted frequent site visits and extensive negotiations with the facility's executives. Those have produced some success, DCF officials said. But some of the agency's efforts are seen as laughably minor by critics like Kramer, of the child advocate's office, and Blumenthal. One such instance could be found in the voluminous reports that Stonington Institute filed with DCF to document progress on the corrective action plan adopted after the 2006 violations were uncovered. The status report was among a large number of records and site visit reports obtained by The Day under state open records laws. The report outlines efforts to correct the fact that staff members had been previously unschooled in the institute's model for treating children in its care this way: A team of staffers, the document says, "met on 11/30/06 and began research of the model via the internet." "The people who actually care for the kids, which is, you know, the vast majority of hours in the day, had absolutely no training germane to the needs of the kids that they were being asked to serve," said Kramer, who made a site visit in the spring of last year, months after that update report was sent to DCF. (The child advocate's office was never informed of the initial 2006 violations, she noted.) "There is no treatment occurring," she said. "And that is not to say that they don't have some highly qualified, well-intended practitioners working within that program, but there's no program to operate from." Stonington Institute has attributed many of its problems to staff turnover. Amid frequent staff turnover, it is difficult to get new hires trained and ready to work with clients, executives have said, in an argument that Ando and DCF said they received with sympathy. DCF officials have also distanced themselves from what they feel is the child advocate office's overly aggressive approach to programs, like Stonington Institute's, that attempt to right the lives of deeply complicated and troubled kids, often with imperfect methods and results. "We know that these kids are not, you know, dropouts from the Mormon Tabernacle Choir," Ando said. "We know that they're in these programs because they have significant issues. And we know that those issues are not going to go away by nature of their magical admission to a particular program." The child advocate's role, he added, "is to hold up that mirror and to say 'This is the "perfect" and you should be doing it.' And our role is to strive towards the perfect without holding the good hostage." Kramer, the associate child advocate, offered an indignant rebuttal. "If you were the parent of one of the 21 kids, and you found out about this, what would you think?" she said. "You want to leave your child in there in that program, in that program that's struggling to just stay alive?" Stonington Institute is not new to intrigue. The facility's president and chief executive officer, William A. Aniskovich, is a former Republican state senator from Branford whose defeat for re-election came shortly after press reports raised questions about whether his position on the legislature's Appropriations Committee afforded him the ability to direct state funds -- via DCF clients -- to his employer. The election defeat also followed closely on UHS' purchase of Stonington Institute, known legally as Stonington Behavioral Health, for more than $40 million. Democratic critics of Aniskovich suggested that figure had been inflated by the state business that the facility began to attract after the formation of its adolescent treatment unit in 1999. Aniskovich has long denied any impropriety. The enforcement actions have cut into Stonington Institute's bottom line. The facility received roughly $4.8 million in payments from DCF in both the 2005 and 2006 fiscal years, but that number dipped to roughly $2.6 million in fiscal 2007 -- reflecting the first admissions restrictions imposed by the state. A request for comment on this article from Stonington Institute was referred to a regional spokeswoman for its parent company, UHS. Stonington Institute officials have been "working closely" with DCF and the public health department, said Judith A. Merel, a regional director for community relations at UHS, in an e-mailed statement. "Over the last year, Stonington has effectively addressed issues raised by these regulatory agencies, and continues to work collaboratively with them for continued quality improvement," the statement said. "There are currently no licensing actions that are in place from any external regulatory agency indicating their concurrence with the overall quality of inpatient and residential substance abuse psychiatric programs." But that statement was immediately contested by DCF. "There's clearly concerns we've got about the program," said Gary Kleeblatt, the agency's communications director. "I don't think we could have made it any clearer." Kleeblatt said DCF officials were surprised by Merel's contention that there are no "licensing actions ... in place," and cited some of the very measures that DCF has offered as proof it is exercising oversight, including its restriction on the number of children who may be admitted to Stonington Institute, its departmental review of any clients before they may be admitted, and its three weekly visits to the program -- "far more than normal" for a treatment facility not under scrutiny. Meanwhile, others wonder how such staffing problems -- including a 2007 settlement with the U.S. Department of Labor for failing to even pay workers the minimum wage -- could afflict an institution with such a profitable corporate parent. "There is clearly a responsibility, moral if not legal, on the part of the parent company," said Blumenthal, referring to UHS. The company, based outside Philadelphia, which bills itself as the third-largest hospital management chain, has experienced a boom in business in recent years, despite a revenue loss tied to damage from Hurricane Katrina. The company reported record revenues of $4.2 billion in 2006, according to a report to shareholders, a 7 percent increase over the previous year. Among the company's directors is former U.S. Sen. Rick Santorum of Pennsylvania, who was the third-ranking Republican in the Senate before his defeat in 2006. UHS, said Blumenthal, "certainly has resources to assure compliance with standards of quality care as well as legal mandates. There's no excuse for delay or substandard staff or care. So the answer is, most definitely the parent should be held accountable." That's the same thing some more up-close observers were saying this week, including Trooper Victor Lenda Jr., a resident trooper in North Stonington who has complained to Stonington Institute executives in the past about the time and energy police have spent responding to calls generated by the facility. "We get comments from staff all the time," Lenda said. "'Oh, Trooper, thanks for coming up. Our management won't give us this, they won't give us that, we can't get a hold of management sometimes.' Those are the things they are telling us." Lately, Lenda said, "the staff has been doing fine. I think management could be doing better." - --- MAP posted-by: Derek